Document




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


FORM 8-K



CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 16, 2018



GLOBAL WATER RESOURCES, INC.
(Exact name of registrant as specified in its charter)


Delaware
 
001-37756
 
90-0632193
(State of other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
21410 N. 19th Avenue #220, Phoenix, Arizona, 85027
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (480) 360-7775
Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR.240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 





Item 5.07    Submission of Matters to a Vote of Security Holders.
On May 16, 2018, Global Water Resources, Inc. (the “Company”) held its 2018 Annual Meeting of Stockholders (the “2018 Annual Meeting”). At the 2018 Annual Meeting, the Company’s stockholders (i) elected eight directors, each to hold office for a term to expire at the 2019 Annual Meeting of Stockholders, with each director to hold office until his or her successor is duly elected or until his or her earlier resignation or removal, (ii) ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018, and (iii) approved the Global Water Resources, Inc. 2018 Stock Option Plan. Each of these proposals is described in more detail in the Company’s proxy statement filed with the Securities and Exchange Commission on April 6, 2018.

The matters voted upon at the 2018 Annual Meeting and the results of the votes are as follows:

Proposal One: Election of Directors.

 
Votes For
 
Votes Withheld
 
Broker Non-Votes
Trevor T. Hill
11,145,088

 
2,873,412

 
1,819,186

William S. Levine
12,655,297

 
1,363,203

 
1,819,186

Richard M. Alexander
12,312,518

 
1,705,982

 
1,819,186

David C. Tedesco
12,645,715

 
1,372,785

 
1,819,186

Cindy M. Bowers
11,111,462

 
2,907,038

 
1,819,186

Ron L. Fleming
12,665,122

 
1,353,378

 
1,819,186

Debra G. Coy
13,902,938

 
115,562

 
1,819,186

Brett Huckelbridge
13,896,866

 
121,634

 
1,819,186



Proposal Two: Ratification of Independent Registered Public Accounting Firm.

Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
15,810,057
 
22,764
 
4,865
 
0


Proposal Three: Approval of Global Water Resources, Inc. 2018 Stock Option Plan.

Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
13,950,245
 
62,287
 
5,968
 
1,819,186
    

    




SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
GLOBAL WATER RESOURCES, INC.
 
 
 
Date: May 18, 2018
 
/s/ Michael J. Liebman
 
 
Michael J. Liebman
 
 
Chief Financial Officer