UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
(Amendment No. 7)
Tender Offer Statement under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
QUANTA SERVICES, INC.
(Name of Subject Company (Issuer) and Filing Person)
Options to Purchase Common Stock, par value $.00001 per share,
Having an Exercise Price of $10.00 or More
(Title of Class of Securities)
74762E 10 2
(CUSIP Number of Class of Securities)
(Underlying Common Stock)
Dana A. Gordon
Vice President, General Counsel and Secretary
Quanta Services, Inc.
1360 Post Oak Blvd., Suite 2100
Houston, Texas 77056
(713) 629-7600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications on Behalf of Filing Person)
With a copy to:
Eric A. Blumrosen
Gardere Wynne Sewell LLP
1000 Louisiana, Suite 3400
Houston, Texas 77002-5007
(713) 276-5500
x Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
Amount previously paid: $1,175. Filing party: Quanta Services, Inc. Form or Registration No.: 005-54689. Date filed: January 21, 2003.
| ¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
¨ third party tender offer subject to Rule 14d-1.
x issuer tender offer subject to Rule 13e-4.
¨ going-private transaction subject to Rule 13e-3.
¨ amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender offer. [x]
INTRODUCTION
This Amendment No. 7 (this “Amendment”) amends and supplements the Tender Offer Statement on Schedule TO (the “Schedule TO”) filed with the Securities and Exchange Commission (the “Commission”) on January 21, 2003 by Quanta Services, Inc. (the “Company”), as previously amended by Amendment No. 1 to Schedule TO (“Amendment No. 1”) filed with the Commission on February 7, 2003 by the Company and Amendment No. 2 to Schedule TO (“Amendment No. 2”) filed with the Commission on February 12, 2003 by the Company and Amendment No. 3 to Schedule TO (“Amendment No. 3”) filed with the Commission on February 18, 2003 by the Company and Amendment No. 4 to Schedule TO (“Amendment No. 4”) filed with the Commission on February 19, 2003 by the Company and Amendment No. 5 to Schedule TO (“Amendment No. 5”) filed with the Commission on February 24, 2003 by the Company and Amendment No. 6 to Schedule TO (“Amendment No. 6”) filed with the Commission on February 25, 2003 by the Company. Capitalized terms used and not defined in this Amendment have the meanings given to those terms in the Schedule TO, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6 and their respective exhibits.
ITEM 4.
Item 4 of the Schedule TO, as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5 and Amendment No. 6, is hereby amended and supplemented to add the following:
The stock option exchange offer made pursuant to Schedule TO expired at 5:00 P.M., Central Standard Time, on Monday, March 10, 2003. The Company accepted for exchange and canceled eligible options to purchase an aggregate of 6,755,925 shares of its common stock, representing approximately 92% of the 7,289,750 options that were eligible to be tendered in the offer as of the expiration date. Pursuant to the terms of the offer, the Company granted restricted stock representing an aggregate of 3,016,038 shares of its common stock in exchange for the tendered eligible options.
ITEM 12.
Item 12 is hereby amended and supplemented as follows to add Exhibit (a)(10) filed herewith:
| (a |
)(1)* |
Offer to Exchange, dated January 21, 2003. | |
| (a |
)(2)* |
Form of Letter of Transmittal. | |
| (a |
)(3)* |
Form of Letter to Holders. | |
| (a |
)(4)* |
Pages 29 through 57 of the Quanta Services, Inc. Annual Report on Form 10-K for the year ended December 31, 2001, filed with the Securities and Exchange Commission on April 1, 2002, incorporated herein by reference. | |
| (a |
)(5)* |
Pages 1 through 12 of the Quanta Services, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2002, filed with the Securities and Exchange Commission on November 14, 2002, incorporated herein by reference. | |
| (a |
)(6)* |
Letter to Eligible Option Holders, dated February 7, 2003. | |
| (a |
)(7)* |
Transcript of conference call with eligible participants, held on February 17, 2003. | |
| (a |
)(8)* |
Press Release, dated February 24, 2003. | |
| (a |
)(9)* |
Letter to Eligible Option Holders, dated February 25, 2003. | |
| (a |
)(10) |
Letter of Acceptance to Eligible Option Holders, dated March 13, 2003. |
| (b |
) |
Not applicable. | |
| (d |
)(1)* |
Quanta Services, Inc. 2001 Stock Incentive Plan (amending and restating the 1997 Stock Option Plan), filed as Exhibit 10.22 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2001, and incorporated herein by reference. | |
| (d |
)(2)* |
Amendment No. 1 to Quanta Services, Inc. 2001 Stock Incentive Plan, filed as Exhibit 10.15 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2001, and incorporated herein by reference. | |
| (d |
)(3)* |
Amendment No. 2 to Quanta Services, Inc. 2001 Stock Incentive Plan. | |
| (d |
)(4)* |
Amendment No. 3 to Quanta Services, Inc. 2001 Stock Incentive Plan. | |
| (d |
)(5)* |
Representative Sample of Restricted Stock Award Agreement (included as Schedule B to Exhibit (a)(1) and incorporated herein by reference). | |
| (g |
) |
Not applicable. | |
| (h |
) |
Not applicable. |
| * | Previously filed. |
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment is true, complete and correct.
| QUANTA SERVICES, INC. | ||||||||
| Dated: March 13, 2003 |
By: |
/s/ DANA A. GORDON | ||||||
| Dana A. Gordon Vice President, General Counsel and Secretary | ||||||||
INDEX TO EXHIBITS
| EXHIBIT NUMBER |
DESCRIPTION | ||
| (a |
)(1)* |
Offer to Exchange, dated January 21, 2003. | |
| (a |
)(2)* |
Form of Letter of Transmittal. | |
| (a |
)(3)* |
Form of Letter to Holders. | |
| (a |
)(4)* |
Pages 29 through 57 of the Quanta Services, Inc. Annual Report on Form 10-K for the year ended December 31, 2001, filed with the Securities and Exchange Commission on April 1, 2002, incorporated herein by reference. | |
| (a |
)(5)* |
Pages 1 through 12 of the Quanta Services, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2002, filed with the Securities and Exchange Commission on November 14, 2002, incorporated herein by reference. | |
| (a |
)(6)* |
Letter to Eligible Option Holders, dated February 7, 2003. | |
| (a |
)(7)* |
Transcript of conference call with eligible participants, held on February 17, 2003. | |
| (a |
)(8)* |
Press Release, dated February 24, 2003. | |
| (a |
)(9)* |
Letter to Eligible Option Holders, dated February 25, 2003. | |
| (a |
)(10) |
Letter of Acceptance to Eligible Option Holders, dated March 13, 2003. | |
| (b |
) |
Not applicable. | |
| (d |
)(1)* |
Quanta Services, Inc. 2001 Stock Incentive Plan (amending and restating the 1997 Stock Option Plan), filed as Exhibit 10.22 to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2001, and incorporated herein by reference. | |
| (d |
)(2)* |
Amendment No. 1 to Quanta Services, Inc. 2001 Stock Incentive Plan, filed as Exhibit 10.15 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2001, and incorporated herein by reference. | |
| (d |
)(3)* |
Amendment No. 2 to Quanta Services, Inc. 2001 Stock Incentive Plan. | |
| (d |
)(4)* |
Amendment No. 3 to Quanta Services, Inc. 2001 Stock Incentive Plan. | |
| (d |
)(5)* |
Representative Sample of Restricted Stock Award Agreement (included as Schedule B to Exhibit (a)(1) and incorporated herein by reference). | |
| (g |
) |
Not applicable. | |
| (h |
) |
Not applicable. |
| * | Previously filed. |