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OMB Number: 3235-0145
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILES
PURSUANT TO RULE 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO
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FILED PURSUANT TO RULE 13d-2(b)
(AMENDMENT NO. 4)*
VI Technologies, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
917920100
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(CUSIP Number)
January 1, 2003
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
SEC 1745 (3-98)
SCHEDULE 13G
ISSUER: VI Technologies, Inc. CUSIP NO.: 917920100
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
J.P. Morgan Partners (23A SBIC), LLC (formerly known as CB Capital
Investors, L.L.C.)
13-3986302
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3. SEC Use Only
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4. Citizenship or Place of Organization Delaware
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5. Sole Voting Power 1,824,470 (includes Options
to purchase 23,000 Shares
of Common Stock)
Number of Shares ---------------------------------------------------------
Beneficially Owned 6. Shared Voting Power Not applicable.
by Each Reporting ---------------------------------------------------------
Person With: 7. Sole Dispositive Power 1,824,470 (includes Options
to purchase 23,000 Shares
of Common Stock)
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8. Shared Dispositive Power Not applicable.
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9. Aggregate Amount Beneficially Owned 1,824,470 (includes Options
by Each Reporting Person to purchase 23,000 Shares
of Common Stock)
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11. Percent of Class Represented by Amount in Row (9) 8%
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12. Type of Reporting Person (See Instructions)
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SEC 1745 (3-98)
SCHEDULE 13G
ISSUER: VI Technologies, Inc. CUSIP NO.: 917920100
Preliminary: The information contained in this Schedule 13G has been amended to
reflect a change in the controlling persons of the Reporting Person and to
reflect the grant of Options to purchase 23,000 Shares of Common Stock.
ITEM 1.
(a) NAME OF ISSUER:
VI Technologies, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
155 Duryea Road
Melville, NY 11747
ITEM 2.
(a) NAME OF PERSON FILING:
J.P. Morgan Partners (23A SBIC), LLC
Supplemental information relating to the ownership and
control of the person filing this statement is included in
Exhibit 2(a) attached hereto.
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE:
1221 Avenue of the Americas
New York, New York 10020
(c) CITIZENSHIP:
Delaware
(d) TITLE OF CLASS OF SECURITIES (OF ISSUER):
Common Stock
(e) CUSIP NUMBER:
917920100
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. SS. 240. 13d-1(b) OR 240.
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
ITEM 4. OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED:
1,824,470 (includes Options to purchase 23,000 shares of
Common Stock)
(b) PERCENT OF CLASS:
8% (as of December 31, 2002)
SEC 1745 (3-98)
SCHEDULE 13G
ISSUER: VI Technologies, Inc. CUSIP NO.: 917920100
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) 1,824,470 (includes Options to purchase 23,000
Shares of Common Stock)
(ii) Not applicable.
(iii) 1,824,470 (includes Options to purchase 23,000
Shares of Common Stock)
(iv) Not applicable.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
SEC 1745 (3-98)
SCHEDULE 13G
ISSUER: VI Technologies, Inc. CUSIP NO.: 917920100
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 13, 2003
J.P. MORGAN PARTNERS (23A SBIC), LLC
By: J.P. Morgan Partners (23A SBIC Manager), Inc.
its Managing Member
By: /s/ Jeffrey C. Walker
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Name: Jeffrey C. Walker
Title: President
SEC 1745 (3-98)