Form 8-K CAO Retirement 3-18-14



 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 13, 2014

State Street Corporation
(Exact name of registrant as specified in its charter)

Massachusetts
 
001-07511
 
04-2456637
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
One Lincoln Street
Boston, Massachusetts
 
02111
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (617) 786-3000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]    Written communications pursuant to Rule 425 under the Securities Act
[ ]    Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ]    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
[ ]    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 






Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 13, 2014, James J. Malerba, State Street Corporation’s Executive Vice President, Corporate Controller and Chief Accounting Officer, notified State Street that he plans to retire in mid-2014, following the filing of State Street’s Quarterly Report on Form 10-Q for the quarterly period ending March 31, 2014.






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
 
STATE STREET CORPORATION
 
 
 
 
 
 
 
 
 
 
 
 
By:
 
/s/    David C. Phelan   
 
 
Name:
 
David C. Phelan
 
 
Title:
 
Executive Vice President and General Counsel
Date: March 18, 2014