Transaction Valuation(*) | Amount of Filing Fee | |
$169,912,500
|
$18,181 |
(*) | Calculated solely for purpose of determining the amount of the filing fee and based upon a purchase of $172,500,000 principal amount of Quanta Services 4.0% Convertible Subordinated Notes due 2007 at a purchase price of $985 per $1,000 principal amount outstanding. The amount of the filing fee, $107.00 for each $1,000,000 of value, was calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended. |
o | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
o
|
third party tender offer subject to Rule 14d-1 | o | going-private transaction subject to Rule 13e-3 | |||
þ
|
issuer tender offer subject to Rule 13e-4 | o | amendment to Schedule 13D under Rule 13d-2 |
Item 1. | Summary Term Sheet. |
Item 2. | Subject Company Information. |
Item 3. | Identity and Background of Filing Person. |
Name | Office | |
John R. Colson
|
Chief Executive Officer, Chairman of the Board of Directors | |
Gary A. Tucci
|
Director | |
Vincent D. Foster
|
Director | |
James R. Ball
|
Director | |
Bernard Fried
|
Director | |
Louis C. Golm
|
Director | |
Worthing F. Jackman
|
Director | |
Bruce Ranck
|
Director | |
John R. Wilson
|
Director, President Electric Power and Gas Division | |
James H. Haddox
|
Chief Financial Officer | |
Kenneth W. Trawick
|
President Telecommunications and Cable Television Division | |
Tana L. Pool
|
Vice President and General Counsel | |
Derrick A. Jensen
|
Vice President, Controller and Chief Accounting Officer | |
Nicholas M. Grindstaff
|
Treasurer | |
Benadetto G. Bosco
|
Senior Vice President Business Development and Outsourcing | |
James F. ONeil III
|
Senior Vice President Operations Integration and Audit | |
Darren B. Miller
|
Vice President Information Technology and Administration |
Item 4. | Terms of the Transaction. |
Item 5. | Past Contacts, Transactions, Negotiations and Agreements. |
(a) Subordinated Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.1 to the Companys Form 8-K (No. 001-13831) filed July 26, 2000 and incorporated herein by reference); and | |
(b) First Supplemental Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.2 to the Companys Form 8-K (No. 0001-13831) filed July 26, 2000 and incorporated herein by reference). |
Item 6. | Purposes of the Transaction and Plan or Proposals. |
Item 7. | Source and Amount of Funds or Other Consideration. |
Item 8. | Interest in Securities of the Subject Company. |
Item 9. | Persons/ Assets, Retained, Employed, Compensated or Used. |
Item 10. | Financial Statements. |
Item 11. | Additional Information. |
Item 12. | Exhibits. |
Exhibit | ||
No. | Description | |
(a)(1)(i)
|
Offer to Purchase, dated May 16, 2006. | |
(a)(1)(ii)
|
Form of Letter of Transmittal. | |
(a)(1)(iii)
|
Form of Notice of Guaranteed Delivery. | |
(a)(1)(iv)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. |
Exhibit | ||
No. | Description | |
(a)(2)
|
None. | |
(a)(3)
|
None. | |
(a)(4)
|
None. | |
(a)(5)
|
Press Release, dated May 16, 2006. | |
(b)(1)
|
Indenture, dated May 3, 2006, by and between Quanta Services, Inc. and Wells Fargo Bank, N.A., as Trustee (previously filed as Exhibit 99.2 to the Companys Form 8-K (No. 001-13831) filed May 4, 2006 and incorporated herein by reference). | |
(d)(1)
|
Subordinated Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.1 to the Companys Form 8-K (No. 001-13831) filed July 26, 2000 and incorporated herein by reference). | |
(d)(2)
|
First Supplemental Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.2 to the Companys Form 8-K (No. 0001-13831) filed July 26, 2000 and incorporated herein by reference). | |
(d)(3)
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Description of Debt Securities (previously filed as pages 9 through 20 of the Companys Form S-3 (No. 333-39744) filed June 20, 2000 and incorporated herein by reference). | |
(d)(4)
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Description of Notes (previously filed as pages S-37 through S-45 of the Companys Prospectus Supplement filed pursuant to Rule 424(b)(5) (No. 333-39744) filed July 20, 2000 and incorporated herein by reference). | |
(g)
|
None. | |
(h)
|
None. |
Item 13. | Information required by Schedule 13E-3. |
QUANTA SERVICES, INC. |
By: | /s/ James H. Haddox |
|
|
James H. Haddox | |
Chief Financial Officer |
Exhibit | ||
No. | Description | |
(a)(1)(i)
|
Offer to Purchase, dated May 16, 2006. | |
(a)(1)(ii)
|
Form of Letter of Transmittal. | |
(a)(1)(iii)
|
Form of Notice of Guaranteed Delivery. | |
(a)(1)(iv)
|
Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9. | |
(a)(2)
|
None. | |
(a)(3)
|
None. | |
(a)(4)
|
None. | |
(a)(5)
|
Press Release, dated May 16, 2006. | |
(b)(1)
|
Indenture, dated May 3, 2006, by and between Quanta Services, Inc. and Wells Fargo Bank, N.A., as Trustee (previously filed as Exhibit 99.2 to the Companys Form 8-K (No. 001-13831) filed May 4, 2006 and incorporated herein by reference). | |
(d)(1)
|
Subordinated Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.1 to the Companys Form 8-K (No. 001-13831) filed July 26, 2000 and incorporated herein by reference). | |
(d)(2)
|
First Supplemental Indenture, dated July 25, 2000, by and between Quanta Services, Inc. and Chase Bank of Texas, National Association, as Trustee (previously filed as Exhibit 4.2 to the Companys Form 8-K (No. 0001-13831) filed July 26, 2000 and incorporated herein by reference). | |
(d)(3)
|
Description of Debt Securities (previously filed as pages 9 through 20 of the Companys Form S-3 (No. 333-39744) filed June 20, 2000 and incorporated herein by reference). | |
(d)(4)
|
Description of Notes (previously filed as pages S-37 through S-45 of the Companys Prospectus Supplement filed pursuant to Rule 424(b)(5) (No. 333-39744) filed July 20, 2000 and incorporated herein by reference). | |
(g)
|
None. | |
(h)
|
None. |